INDUSTRIES · FINTECH

AI for capital markets, banks, and the analysts who read for a living.

62 fintech clients. Research agents that draft cited memos, compliance copilots that read every filing, and document RAG that survives audit.

62FINTECH CLIENTS
18MDOCS INDEXED
94%CITATION ACCURACY
11 hrsSAVED PER ANALYST/WK

Where finance lives, so do we.

Capital markets, regional banks, asset managers, and fintech-native startups. We've built research agents that ingest SEC filings, transcripts, and sell-side notes; compliance copilots that flag the gnarly KYC; and RAG systems over millions of pages of regulatory text.

Finance is unforgiving on three things: citations, retention, and audit. Every system we ship treats those as constraints, not features. Every claim cites a source. Every decision is replayable. Every user action is logged in tamper-evident storage.

We are SOC 2 Type II, sign BAA / DPA, and ship in your VPC if you need it. Some of our work is under NDA we won't break — but we can talk about the patterns.

Where AI earns trust in financial services.

Research agents

Ingest filings, transcripts, sell-side; draft an internal memo with citations and confidence per claim. Analyst approves and ships.

11 HRS / ANALYST / WK

KYC / AML copilot

Reads onboarding docs, runs sanctions + adverse-media, surfaces a recommendation with audit trail.

78% AUTO-CLEAR

Trade-confirm reconciliation

Match broker confirms, custodian, OMS; flag breaks with reasoning. Dual-key sign-off for fixes.

99.4% MATCH

Policy + filing RAG

Cited Q&A over the regulator's whole library. Refuses to answer when no source supports the claim.

100% CITED

Earnings prep

48-hour pre-call dossier: Q&A predictions, peer comp, risk topics, prior management quotes by topic.

60 → 4 HRS

Customer support copilot

Bank-grade support agent: handles balance, dispute init, fraud flag — escalates with full transcript on regulated topics.

2.8x DEFLECTION

What we know about finance.

Years inside research desks, custodian rec teams, and bank compliance ops. We don't need a glossary handed to us; we already speak the dialect.

DATA
Bloomberg, Refinitiv, FactSet
Native ingest; entitlement-aware caching.
FILINGS
SEC EDGAR, EDGAR Online
Real-time + historical, structured.
COMPLIANCE
SOC 2 II, GDPR, GLBA
Audit-grade trace + retention.
MODELS
Self-hosted + frontier
Bedrock + Azure; private VPC if needed.
CITATIONS
Span-level
Every claim points at a source span.
INFRA
VPC, on-prem
We've shipped both. Pick what fits risk.

Featured engagement

FEATURED · AXIA CAPITAL · LONG/SHORT FUND

A research agent for 28 analysts that ingests filings, transcripts, and sell-side notes, then drafts an internal memo with citations.

Read the case study
11 hrs
SAVED PER ANALYST/WK
94%
CITATION ACCURACY
28
ANALYSTS LIVE
3.4x
RESEARCH OUTPUT

A few of the others.

Sable Bank
REGIONAL BANK
Compliance copilot + KYC.
Vestaplex
ASSET MANAGER
ML-debt audit + vendor reset.
Cadence AI
FINTECH SAAS
Full-stack from MVP to seed.
Quanta Markets
TRADING DESK
Earnings prep + research RAG.
Rivermark Wealth
RIA
Client-prep memos + reviews.
Beacon Treasury
CORP TREASURY
Cash forecast + variance.
Northbridge Cap
HEDGE FUND
Filing-watch agent + alerts.
Atlas Lending
DIRECT LENDER
Underwriting copilot.

What we typically deploy in fintech.

Building AI for fintech?

We'll share two private case studies under NDA on the first call. Bring your roadmap; we'll bring opinions.